In the News

Title

Two Takeaways From the Scottrade Bombshell

Document Type

Article

Publication Date

2-28-2018

Abstract

When Massachusetts’ top securities regulator filed charges against Scottrade earlier this month—alleging that its sales contests violated the DOL fiduciary rule—the brokerage industry stood up and took notice.

Jamie Hopkins Jamie Hopkins We asked Jamie Hopkins, co-director of The American College’s Center for Retirement Income, to jot down his thoughts on why the action is so important.

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