Faculty Publications

Title

Rewiring the Financial Planning Profession

Document Type

Article

Publication Date

5-7-2018

Abstract

With stories of the Department of Labor Fiduciary rule breaking almost daily over the past three years, the news cycle will finally be shifting its focus to the SEC fiduciary rule as the DOL rule appears expiring. However, the DOL rule was one minor episode of a long transition towards a fiduciary model of financial planning.

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