Rewiring the Financial Planning Profession
With stories of the Department of Labor Fiduciary rule breaking almost daily over the past three years, the news cycle will finally be shifting its focus to the SEC fiduciary rule as the DOL rule appears expiring. However, the DOL rule was one minor episode of a long transition towards a fiduciary model of financial planning.
Hopkins, Jamie Patrick, "Rewiring the Financial Planning Profession" (2018). Faculty Publications. 928.