Analysis: Regulators Selling Advisors Short
Despite all the attention devoted to the Labor Department’s proposal for tougher standards for financial professionals paid for retirement advice, I think they are doing a disservice to Americans by taking a “glass half-empty” approach. Regulators shouldn’t only be focusing on one side of the equation.
Johnson, Robert, "Analysis: Regulators Selling Advisors Short" (2015). Faculty Publications. 21.