Exclusive Investigation: Penny-Stock Broker Gets Indicted, but What Took So Long?
It was five years ago this week when the brokerage firm LPL Financial fired Larry S. Werbel.
The Cleveland-based stockbroker caught the attention of his firm's compliance cops on Jan. 11, 2011, when he tried to wire money from an LPL account to a local penny stock promoter.
Antilla, Susan, "Exclusive Investigation: Penny-Stock Broker Gets Indicted, but What Took So Long?" (2016). In the News. 1077.